The world of regulatory compliance can be a little bewildering but with the right help, it doesn’t have to be. Spending hours wading through policies can leave you feeling like you’re lost at sea. Don’t panic, help is at hand!
We are a small, independent Compliance Consultancy providing assistance to help guide you into calm waters.
Whether you are a sole-trader or a large firm, we have a range of solutions and can tailor our service to suit you.
We help integrate compliance with the FCA regulations in to your day to day operations, easing the regulatory burden along the way so you can focus on growing your business!
Every feature and capability of the protocol is written and executed on-chain, while complex computation is handled off-chain.
Every feature and capability of the protocol is written and executed on-chain, while complex computation is handled off-chain.
Every feature and capability of the protocol is written and executed on-chain, while complex computation is handled off-chain.
Is your ISO 27001 internal audit a yearly scramble or a valuable tool for improvement? Explore how spreading audits throughout the year can strengthen your ISMS and give your business greater confidence.
Earlier this year, we sent out an update looking at the Which? Super Complaint and the FCA’s response. The FCA continues to focus on customer outcomes and, in it’s latest questionnaire being sent to brokers, the FCA is looking particularly at ‘Consumer Understanding’.
There has been some useful feedback from the FCA recently which gives an insight into what they are currently considering, and how that may impact on you. In a recent interview, Nikhil Rathi set out the FCA’s current thinking across premium finance, enforcement, commissions and regulatory approach. We’ve summarised the key points.